Jacob C. Binner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacob C Binner, who also goes by Jacob C Binner, Jacob Cole Binner, Jacob Binner, was a registered financial professional .
Jacob is a previously registered financial professional and started their career in finance in 2021. Jacob had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2024 - February 14, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 27, 2022 - February 14, 2025
FIDELITY BROKERAGE SERVICES LLC
June 25, 2022 - September 13, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 24, 2022 - September 13, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 3, 2021 - March 22, 2022
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/3/2021
General Securities Representative ExaminationCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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