Landon S. Warmund
Professional summary
Landon Scott Warmund, CFP®, who also goes by Landon Warmund, is a registered financial advisor currently at GWN SECURITIES INC. located in Kansas City, Missouri.
Landon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Landon has worked at 1 firm and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Landon Scott Warmund's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Landon Scott Warmund's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020
Experience
December 20, 2018 - Present
GWN SECURITIES INC.
Office #1: 1600 Genessee #961, Kansas City, MO 64102August 4, 2018 - Present
GWN SECURITIES INC.
Office #1: 1600 Genessee #961, Kansas City, MO 64102Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2022)
(9/29/2022)
(9/29/2022)
(5/29/2024)
(9/29/2022)
(3/3/2020)
(1/14/2019)
(5/28/2025)
(10/19/2018)
(12/20/2018)
(11/13/2024)
(7/8/2024)
(10/1/2025)
(3/3/2020)
Exams
Series 7TO
Date: 12/19/2019
General Securities Representative ExaminationFINRA
Current Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
