Robert C. Dillon
Professional summary
Robert Connor Dillon, CFP®, who also goes by Robert Dillon, Connor Dillon, is a registered financial advisor currently at FACET located in San Diego, California.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Robert has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Connor Dillon's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020
Experience
August 10, 2021 - Present
FACET
August 30, 2018 - August 6, 2021
VANGUARD ADVISERS, INC.
July 18, 2018 - August 6, 2021
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
FACET
CRD#: 285961 / SEC#: 801-108767
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/7/2023)
(8/10/2021)
Exams
Series 7TO
Date: 9/21/2022
General Securities Representative ExaminationCurrent Firm
FACET
CRD#: 285961 / SEC#: 801-108767
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 36,817 |
| AUM (Assets Under Management) | $ 4,754,146,771 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 |
Red Flags
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