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JN

Jonathan S. Nance

DRAGONFLY CAPITAL PARTNERS
Charlotte, NC 28211
Some features on this profile are disabled
CRD#: 6955170
JN

Professional summary


Jonathan Sinclair Nance, who also goes by Jonathan Nance, is a registered financial professional currently at DRAGONFLY CAPITAL PARTNERS, LLC located in Charlotte, North Carolina.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2018. Jonathan has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jonathan Nance

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jonathan Sinclair Nance's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 2, 2023 - Present

DRAGONFLY CAPITAL PARTNERS, LLC

Office #1: 319 South Sharon Amity Suite 200-g, Charlotte, NC 28211
BD
CRD#: 125199
Charlotte, NC
Past

September 14, 2018 - May 12, 2022

TOBIN & COMPANY SECURITIES LLC

BD
CRD#: 137918
CHARLOTTE, NC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Louisiana
(6/9/2025)
RR
New York
(6/2/2023)
RR
North Carolina
(6/2/2023)
RR
South Carolina
(6/2/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 8/17/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/14/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


DC
DRAGONFLY CAPITAL PARTNERS, LLC
DRAGONFLY CAPITAL PARTNERS, LLC

CRD#: 125199 / SEC#: , 8-65772

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
694 Pawley Rd Suite 101, Mt Pleasant, SC 29464
Mailing Address
694 Pawley Rd Suite 101, Mt Pleasant, SC 29464
Phone number
(704) 488-7712
Established
North Carolina since 08/17/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
DRAGONFLY CAPITAL MANAGEMENT COMPANY, LLCSHAREHOLDER
MILLEN, DONALD WOFFORD JRMANAGER, DP, CSO, FINOP, CCO3109616
USHER, RENE MATTHEWSMANAGER, REGISTERED PRINCIPAL, ASO2433659

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DRAGONFLY CAPITAL PARTNERS, LLC

CRD#: 125199Charlotte, NC 28211

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