Joshua R. Stromberg
DIVERGENT PLANNING
Suffolk, VA
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CRD#: 6954547
Professional summary
Joshua Remson Stromberg, CFP® is a registered financial advisor currently at DIVERGENT PLANNING located in Suffolk, Virginia.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Joshua has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Remson Stromberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
January 3, 2022 - Present
DIVERGENT PLANNING
RIA
CRD#: 285688
Suffolk, VA
Past
December 1, 2021 - January 3, 2022
WEALTHWAY FINANCIAL ADVISORS
RIA
CRD#: 108824
NORFOLK, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DIVERGENT PLANNING
DIVERGENT PLANNING | DIVERGENT PLANNING, LLC
CRD#: 285688 / SEC#: 801-112962
RIA
Registered Investment Advisory firm - (4/23/2018 Approved)California
Registered Investment Advisory firm - (9/26/2018 Terminated)District of Columbia
Registered Investment Advisory firm - (8/27/2018 Terminated)Louisiana
Registered Investment Advisory firm - (8/28/2018 Terminated)Maryland
Registered Investment Advisory firm - (10/12/2018 Terminated)South Carolina
Registered Investment Advisory firm - (8/27/2018 Terminated)Texas
Registered Investment Advisory firm - (8/27/2018 Terminated)Virginia
Registered Investment Advisory firm - (8/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(1/3/2022)
Exams
Current Firm
DIVERGENT PLANNING
DIVERGENT PLANNING | DIVERGENT PLANNING, LLC
CRD#: 285688 / SEC#: 801-112962
RIA
Registered Investment Advisory firm - (4/23/2018 Approved)California
Registered Investment Advisory firm - (9/26/2018 Terminated)District of Columbia
Registered Investment Advisory firm - (8/27/2018 Terminated)Louisiana
Registered Investment Advisory firm - (8/28/2018 Terminated)Maryland
Registered Investment Advisory firm - (10/12/2018 Terminated)South Carolina
Registered Investment Advisory firm - (8/27/2018 Terminated)Texas
Registered Investment Advisory firm - (8/27/2018 Terminated)Virginia
Registered Investment Advisory firm - (8/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6701 Democracy Blvd. Suite 300, Bethesda, MD 20817
Mailing Address
Phone number
(240) 428-8911
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 895 |
| AUM (Assets Under Management) | $ 323,273,148 |
Red Flags
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