Stephen F. Bishop
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Ferebee Bishop Jr., who also goes by Stephen Ferebee Bishop Jr., Stephen Ferebee Bishop, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2018. Stephen had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2021 - March 17, 2023
FRANKLIN STREET ADVISORS INC.
May 19, 2020 - January 27, 2021
LIVE OAK PRIVATE WEALTH, LLC
May 17, 2018 - April 30, 2020
JOLLEY ASSET MANAGEMENT, LLC
Primary Firm SEC Registration
FRANKLIN STREET ADVISORS INC.
CRD#: 106275 / SEC#: 801-39635
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
FRANKLIN STREET ADVISORS INC.
CRD#: 106275 / SEC#: 801-39635
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,613 |
| AUM (Assets Under Management) | $ 3,930,236,135 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/24/2025 | ||
| 08/28/2023 | ||
| 11/23/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
