Robert S. Wilson

LIFEPLAN GROUP

Raleigh, NC 27613

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CRD#: 6953762

Professional summary

Robert Scott Wilson, CFP®, who also goes by Robert Scott Wilson Jr, Robert Wilson, Rob Wilson, Robert Scott Wilson, is a registered financial advisor currently at LIFEPLAN GROUP located in Raleigh, North Carolina.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Robert has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Scott Wilson Jr | Robert Wilson | Rob Wilson | Robert Scott Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE AGENT - 02/2023 TO PRESENT. INVESTMENT RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. ONE QUARTER OF TIME SPENT ON THIS ACTIVITY, DURING NORMAL TRADING HOURS. 7201 CREEDMOOR RD., SUITE 147, RALEIGH, NC 27613.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Scott Wilson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

October 5, 2022 - Present

LIFEPLAN GROUP

Office #1: 7201 Creedmoor Rd. Suite 147, Raleigh, NC 27613

RIA

CRD#: 144157

Raleigh, NC

Past

September 5, 2019 - September 27, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

CARY, NC

Past

September 5, 2019 - September 27, 2022

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

CARY, NC

Past

August 9, 2019 - September 27, 2022

TD AMERITRADE, INC.

CRD#: 7870

CARY, NC

Past

July 11, 2018 - August 5, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

DURHAM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIFEPLAN GROUP

CRD#: 144157 / SEC#: 801-122570

RIA

Registered Investment Advisory firm - (11/16/2021 Approved)

Nebraska

Registered Investment Advisory firm - (10/26/2010 Terminated)

North Carolina

Registered Investment Advisory firm - (12/13/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/4/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/20/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/11/2018

General Securities Representative Examination

Current Firm

LIFEPLAN GROUP

CRD#: 144157 / SEC#: 801-122570

RIA

Registered Investment Advisory firm - (11/16/2021 Approved)

Nebraska

Registered Investment Advisory firm - (10/26/2010 Terminated)

North Carolina

Registered Investment Advisory firm - (12/13/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/13/2021 Terminated)

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Contact information

Main Address

7201 Creedmoor Rd. Suite 147, Raleigh, NC 27613

Mailing Address

Phone number

(919) 858-6119

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIFEPLAN GROUP ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	913
AUM (Assets Under Management)	$ 238,613,582

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert S. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Scott Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

LIFEPLAN GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/4/2019

Series 63

Date: 7/20/2018

SIE

Date: 10/1/2018

Series 7

Date: 7/11/2018

Current Firm

LIFEPLAN GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIFEPLAN GROUP

TRUST BUT VERIFY

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