David P. Schneider

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

Newark, NJ 07102

Some features on this profile are disabled

CRD#: 6953612

Professional summary

David P Schneider, who also goes by David Patrick Schneider, is a registered financial professional currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.

David is registered as a RR (Registered Representative) and started their career in finance in 2018. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

David Patrick Schneider

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David P Schneider's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2019 - Present

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

Office #1: 655 Broad Street, Newark, NJ 07102

CRD#: 18353

Newark, NJ

Past

November 13, 2019 - May 23, 2023

PGIM INVESTMENTS LLC

RIA

CRD#: 105670

Newark, NJ

Past

October 16, 2018 - October 4, 2019

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

SADDLE BROOK, NJ

Past

August 23, 2018 - October 4, 2019

OPPENHEIMER & CO. INC.

CRD#: 249

SADDLE BROOK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(12/17/2021)

New Jersey
(11/1/2019)

North Carolina
(11/1/2019)

Virginia
(11/1/2019)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/10/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

PAMCO SECURITIES CORPORATION | PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | PRUDENTIAL ASSET MANAGEMENT COMPANY SECURITIES CORPORATION

CRD#: 18353 / SEC#: , 8-36540

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

655 Broad Street 19th Floor, Newark, NJ 07102

Mailing Address

655 Broad Street 19th Floor, Newark, NJ 07102

Phone number

(973) 802-6000

Established

Delaware since 10/09/1996

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PIFM HOLDCO, LLC	SOLE MEMBER
HENNING, MEREDITH FARWELL	SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	4315489
LEE, H SOO	SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER	6834507
LEIBOWITZ, KAREN	PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER	2693999
SMIT, ROBERT PHILIP	CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER	2332366
TAITE, LOUIS ANTHONY	CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT	5065572

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sungmin Ryan Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Florham Park, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David P. Schneider

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David P Schneider's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

PGIM INVESTMENTS LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/10/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/15/2018

FINRA

Current Firm

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

TRUST BUT VERIFY

Similar Advisors