Jovani Rivera
Professional summary
Jovani Rivera is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in North Brunswick, New Jersey and EMPOWER FINANCIAL SERVICES, INC. located in Grafton, Massachusetts.
Jovani is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Jovani has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jovani Rivera's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
April 4, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
February 10, 2022 - April 4, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
December 4, 2021 - January 21, 2022
J.P. MORGAN SECURITIES LLC
July 13, 2021 - October 21, 2021
EQUITABLE ADVISORS, LLC
November 8, 2018 - February 5, 2021
VALIC FINANCIAL ADVISORS, INC.
June 14, 2018 - July 10, 2018
SANTANDER SECURITIES LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
