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CR

Christian A. Rubio

NOBLES & RICHARDS
Phoenix, AZ 85054
Some features on this profile are disabled
CRD#: 6952779
CR

Professional summary

Christian Alexander Rubio, who also goes by Christian A Rubio, Christian Rubio, is a registered financial professional currently at NOBLES & RICHARDS, INC. located in Phoenix, Arizona.

Christian is registered as a RR (Registered Representative) and started their career in finance in 2019. Christian has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christian A Rubio | Christian Rubio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christian Alexander Rubio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 8, 2025 - Present

NOBLES & RICHARDS, INC.

Office #1: 6811 E Mayo Blvd Fl 2, Phoenix, AZ 85054
BD
CRD#: 146870
Phoenix, AZ
Past

April 27, 2023 - June 3, 2024

TD AMERITRADE, INC.

BD
CRD#: 7870
Bellevue, WA
Past

September 27, 2021 - June 27, 2025

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Phoenix, AZ
Past

May 6, 2021 - June 27, 2025

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Phoenix, AZ
Past

October 8, 2020 - March 26, 2021

LOCKTON INVESTMENT SECURITIES, LLC

BD
CRD#: 137476
Scottsdale, AZ
Past

June 19, 2019 - September 4, 2020

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Phoenix, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/8/2025)
RR
Alaska
(7/8/2025)
RR
Arizona
(7/8/2025)
RR
Arkansas
(7/8/2025)
RR
California
(7/8/2025)
RR
Colorado
(7/9/2025)
RR
Connecticut
(7/8/2025)
RR
Delaware
(7/8/2025)
RR
District of Columbia
(7/8/2025)
RR
Florida
(7/8/2025)
RR
Georgia
(7/8/2025)
RR
Hawaii
(7/8/2025)
RR
Idaho
(7/8/2025)
RR
Illinois
(7/8/2025)
RR
Indiana
(7/8/2025)
RR
Iowa
(7/8/2025)
RR
Kansas
(7/8/2025)
RR
Kentucky
(7/8/2025)
RR
Louisiana
(7/8/2025)
RR
Maine
(7/8/2025)
RR
Maryland
(7/8/2025)
RR
Massachusetts
(7/8/2025)
RR
Michigan
(7/8/2025)
RR
Minnesota
(7/8/2025)
RR
Mississippi
(7/8/2025)
RR
Missouri
(7/8/2025)
RR
Montana
(7/8/2025)
RR
Nebraska
(7/8/2025)
RR
Nevada
(7/8/2025)
RR
New Hampshire
(7/8/2025)
RR
New Jersey
(7/8/2025)
RR
New Mexico
(7/8/2025)
RR
New York
(7/8/2025)
RR
North Carolina
(7/8/2025)
RR
North Dakota
(7/8/2025)
RR
Ohio
(7/8/2025)
RR
Oklahoma
(7/8/2025)
RR
Oregon
(7/8/2025)
RR
Pennsylvania
(7/8/2025)
RR
Rhode Island
(7/8/2025)
RR
South Carolina
(7/8/2025)
RR
South Dakota
(7/8/2025)
RR
Tennessee
(7/8/2025)
RR
Texas
(7/8/2025)
RR
Utah
(7/8/2025)
RR
Vermont
(7/8/2025)
RR
Virginia
(7/8/2025)
RR
Washington
(7/8/2025)
RR
West Virginia
(7/8/2025)
RR
Wisconsin
(7/8/2025)
RR
Wyoming
(7/8/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/25/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/28/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/19/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/23/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

N&
NOBLES & RICHARDS, INC.
NOBLES & RICHARDS, INC.

CRD#: 146870 / SEC#: , 8-67859

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
801 East Plano Parkway Suite 220, Plano, TX 75074
Mailing Address
801 East Plano Parkway Suite 220, Plano, TX 75074
Phone number
(214) 642-6603
Established
Texas since 10/02/2007
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TELEMARKETING LAW COMPLIANCE, LLCSHAREHOLDER
NOBLES, ILONKAPRESIDENT/CCO2704881
RICHARDS, JAMES ROSSCFO/FINOP2680389

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOBLES & RICHARDS, INC.

CRD#: 146870Phoenix, AZ 85054

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