EM
Erik O. Morgan
RETIREMENT FINANCIAL GROUP
Beaumont, TX 77706
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CRD#: 6951804
EM
Professional summary
Erik Otha Morgan is a registered financial advisor currently at RETIREMENT FINANCIAL GROUP, LLC located in Beaumont, Texas.
Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Erik has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) RETIREMENT NATIONAL; YES INVESTMENT RELATED; 1485 SOUTH HIGHWAY 69, NEDERLAND, TX, 77706; INSURANCE SALES; ASSOCIATE ADVISOR; START DATE 04/2017; 160 HRS/MONTH; 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) EK MORGAN ENTERPRISES LLC; NOT INVESTMENT RELATED; 2080 HIGGINS CIRCLE, BEAUMONT, TEXAS, 77706; DIRECT SALES BUSINESS - SKIN CARE; CO-OWNER WITH SPOUSE; START DATE 08/2015; 5-10 HOURS/MONTH; 0 HOURS/MONTH DURING TRADING; MANAGE AND REPORT EXPENSES FOR ACCOUNTING, MEET WITH CPA AND REVIEW KEY METRICS. 3.) AE WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; TOPEKA, KS; RIA; IAR; START DATE 12/2016;APPROXIMATELY 80 HOURS/MONTH WITH ALL HOURS DURING SECURITIES TRADING HOURS 4.) RETIREMENT FINANCIAL GROUP, LLC; INVESTMENT RELATED;BEAUMONT, TX; RIA; MANAGING MEMBER/IAR; START DATE 07/2022; APPROXIMATELY 80 HOURS/MONTH WITH ALL HOURS DURING SECURITIES TRADING HOUR
CRS (Client Relationship Summary) - RIA
Click below to view Erik Otha Morgan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2022 - Present
RETIREMENT FINANCIAL GROUP, LLC
Office #1: 1090 Longfellow Dr., Beaumont, TX 77706RIA
CRD#: 322692
Beaumont, TX
Past
May 16, 2018 - December 9, 2022
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
BEAUMONT, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
RETIREMENT FINANCIAL GROUP, LLC
RETIREMENT FINANCIAL GROUP, LLC | SERAE WEALTH GROUP, LLC
CRD#: 322692 / SEC#: 801-126392
RIA
Registered Investment Advisory firm - (8/15/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(10/27/2022)
IAR
Texas(10/26/2022)
Current Firm
RF
RETIREMENT FINANCIAL GROUP, LLC
RETIREMENT FINANCIAL GROUP, LLC | SERAE WEALTH GROUP, LLC
CRD#: 322692 / SEC#: 801-126392
RIA
Registered Investment Advisory firm - (8/15/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1090 Longfellow Dr., Beaumont, TX 77706
Mailing Address
Phone number
(409) 908-4160
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 805 |
| AUM (Assets Under Management) | $ 153,282,380 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
