JF
Jason A. Flucker-williams
TRANSAMERICA FINANCIAL ADVISORS
TAMPA, FL 33619
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CRD#: 6951200
JF
Professional summary
Jason Anthony Flucker-williams, who also goes by Jason Flucker-williams, Jason Anthony Williams, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Tampa, Florida.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Jason has worked at 1 firm and has passed the Series 65, Series 63, Series 6TO, SIE and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Flucker-Williams | Jason Anthony Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. POLK COUNTY POSITION: Procurement Analyst NATURE: Is a public sector entity that manages and oversees county operations and services for residents. The Procurement Division specifically conducts purchasing and contract management activities, ensuring goods, services, and capital projects are acquired in compliance with applicable laws and regulations. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 09/08/2025 ADDRESS: 330 West Church Street, Bartow FL 33830, United States DESCRIPTION: In this role, my daily activities will involve performing professional procurement and project management functions. Responsibilities include developing and reviewing solicitation scopes of work, conducting cost and pricing analyses, evaluating vendor proposals, preparing contract documents, and ensuring compliance with county, state, and federal procurement regulations. I will also provide training and guidance to internal departments and vendors on procurement policies and procedures, assist with contract negotiations, and support the county's capital improvement and operating programs. This work is strictly administrative and procurement-related, with no involvement in the solicitation, sale, or recommendation of financial services or insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Anthony Flucker-williams's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Anthony Flucker-williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2024 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 410 S. Ware Blvd. Ste 410, Tampa, FL 33619RIA
BD
CRD#: 16164
TAMPA, FL
Current
May 8, 2024 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 410 S. Ware Blvd. Ste 410, Tampa, FL 33619RIA
BD
CRD#: 16164
TAMPA, FL
Past
August 14, 2021 - February 2, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
TAMPA, FL
Past
August 5, 2021 - February 2, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(5/7/2024)
RR
Florida(5/8/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 8/14/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
