Danniel S. Kazi

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CRD#: 6951051

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Danniel Syed Kazi, who also goes by Danniel Kazi, was a registered financial professional .

Danniel is a previously registered financial professional and started their career in finance in 2019. Danniel had worked at 6 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Danniel Kazi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FORTINET POSITION: Representative NATURE: The nature of business is Technology. More specifically Cyber Security Solutions to people that need network safety. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 12/03/2022 ADDRESS: 6111 W Plano Pkwy #2100, Plano TX 75093, United States DESCRIPTION: Coordinating appropriate meeting time with customers to their local account managers. I would coordinate these meetings by phone call or Fortinet's inbound messaging chat box.I do NO selling of any Fortinet products, only set up the meetings. The account manager has a discussion with customers regarding their Cyber Security / Technology needs. NATIONAL LIFE GROUP POSITION: Agent NATURE: Receiving tails for 403b policies sold a few years back. All policies sold were fixed/indexed business. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2018 ADDRESS: 1 National Life Dr, Montpelier VT 05604, United States DESCRIPTION: Receiving tails for 403b policies sold a few years back. All policies sold were fixed/indexed business.No new policies will be written. TRANSAMERICA POSITION: Insurance agent NATURE: Receiving monthly trailing commissions. No longer conducting any new business with Transamerica. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2018 ADDRESS: 6400 C St. SW, Cedar Rapids IA 52499, United States DESCRIPTION: Receiving tails for life insurance policies sold a few years back. All trails are derived from Indexed Universal life policies and Term insurance policies.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 22, 2023 - May 2, 2024

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Bedford, TX

Past

September 6, 2023 - May 2, 2024

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

BEDFORD, TX

Past

April 13, 2022 - September 9, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

WESTLAKE, TX

Past

April 11, 2022 - September 9, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

February 22, 2021 - February 11, 2022

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

MCKINNEY, TX

Past

February 22, 2021 - February 11, 2022

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

MCKINNEY, TX

Past

October 26, 2020 - February 17, 2021

GWN SECURITIES INC.

RIA

CRD#: 128929

MIAMI LAKES, FL

Past

November 6, 2019 - February 17, 2021

GWN SECURITIES INC.

CRD#: 128929

MIAMI LAKES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/30/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/23/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/6/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/7/2019

Securities Industry Essentials Examination

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Danniel S. Kazi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

GWN SECURITIES INC.

GWN SECURITIES INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/30/2020

Series 65

Date: 10/23/2020

Series 7TO

Date: 11/6/2019

SIE

Date: 3/7/2019

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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