Jonathan W. Lawrence

MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

Marysville, OH 43040

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CRD#: 6950177

Professional summary

Jonathan Wade Lawrence, CFP®, who also goes by Jon Lawrence, Jonathan W Lawrence, Jonathan Lawrence, is a registered financial advisor currently at MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC located in Marysville, Ohio.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jonathan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Lawrence | Jonathan W Lawrence | Jonathan Lawrence

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fixed insurance sales; as of 3/15/2022; 5% of time spent during business hours; Conducted at branch location; Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Wade Lawrence's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

December 21, 2023 - Present

MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

Office #1: 127 W. 5th Street, Marysville, OH 43040

RIA

CRD#: 328478

Marysville, OH

Past

March 1, 2022 - December 31, 2023

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

MARYSVILLE, OH

Past

August 24, 2020 - December 31, 2023

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

MARYSVILLE, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

MCCARTHY & COX | YELLOW FINCH FINANCIAL, LLC | MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

CRD#: 328478 / SEC#: 801-128995

RIA

Registered Investment Advisory firm - (3/4/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/21/2023)

IAR

Texas
(12/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/23/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/24/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/20/2019

Securities Industry Essentials Examination

Current Firm

MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

MCCARTHY & COX | YELLOW FINCH FINANCIAL, LLC | MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

CRD#: 328478 / SEC#: 801-128995

RIA

Registered Investment Advisory firm - (3/4/2024 Approved)

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Contact information

Main Address

127 W. 5th Street, Marysville, OH 43040

Mailing Address

Phone number

(937) 644-0351

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A MARCH 2025 (3/5/2025)

Regulatory assets under management

Total Number of Accounts	2,156
AUM (Assets Under Management)	$ 641,806,550

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan W. Lawrence

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Wade Lawrence's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/23/2021

Series 7TO

Date: 8/24/2020

SIE

Date: 12/20/2019

Current Firm

MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

TRUST BUT VERIFY

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