CM
Carter A. Mcclung
BLUE ROCK FINANCIAL GROUP
REHOBOTH BEACH, DE 19971
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CRD#: 6949879
CM
Professional summary
Carter Alan Mcclung, CFP® is a registered financial advisor currently at BLUE ROCK FINANCIAL GROUP located in Rehoboth Beach, Delaware.
Carter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Carter has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) STUDENT LOAN PLANNING POSITION: STUDENT LOAN CONSULTANT INVESTMENT RELATED: NO NUMBER OF HOURS: 20 ADDRESS: 555 SOUTH MAGNUM STREET, 100, DURHAM, NC 27701 DESCRIPTION: CONSULTS BORROWERS ON CHOOSING BEST STUDENT LOAN REPAYMENT PLANS
CRS (Client Relationship Summary) - RIA
Click below to view Carter Alan Mcclung's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
July 27, 2021 - Present
BLUE ROCK FINANCIAL GROUP
Office #1: 37458 Oyster House Road, Rehoboth Beach, DE 19971RIA
CRD#: 298558
REHOBOTH BEACH, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BR
BLUE ROCK FINANCIAL GROUP
BLUE ROCK 401K GROUP | DRAVO BAY LLC | BLUE ROCK FINANCIAL GROUP | BLUE ROCK DRAVO BAY
CRD#: 298558 / SEC#: 801-117998
RIA
Registered Investment Advisory firm - (1/24/2020 Approved)Delaware
Registered Investment Advisory firm - (3/2/2020 Terminated)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/27/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(7/27/2021)
Exams
Current Firm
BR
BLUE ROCK FINANCIAL GROUP
BLUE ROCK 401K GROUP | DRAVO BAY LLC | BLUE ROCK FINANCIAL GROUP | BLUE ROCK DRAVO BAY
CRD#: 298558 / SEC#: 801-117998
RIA
Registered Investment Advisory firm - (1/24/2020 Approved)Delaware
Registered Investment Advisory firm - (3/2/2020 Terminated)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/27/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
37458 Oyster House Road, Rehoboth Beach, DE 19971
Mailing Address
Po Box 1601, Hockessin, DE 19707
Phone number
(302) 752-6637
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 838 |
| AUM (Assets Under Management) | $ 335,047,553 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BLUE ROCK FINANCIAL GROUP
CRD#: 298558Rehoboth Beach, DE 19971TRUST BUT VERIFY
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