CB
Colin D. Brubaker
STRATEGIC ADVISERS LLC
ELIZABETHTOWN, PA
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CRD#: 6949469
CB
Professional summary
Colin David Brubaker, who also goes by Colin D Brubaker, Colin David Brubaker, Colin Brubaker, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Elizabethtown, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Colin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Colin has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Colin D Brubaker | Colin David Brubaker | Colin Brubaker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MANHEIM ELEMENTARY BASKETBALL POSITION: Volunteer NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: 123 E Gramby Street, Manheim PA 17545, United States DESCRIPTION: Volunteer Basketball Coach assisting with 5th grade travel team program at Manheim Central. Practices roughly 3 times a week and 1-2 games per week. Activities include assisting at practices with player development and coaching during games. 2. AMERICAN WEALTH STRATEGY GROUP, LLC POSITION: Operations Manager/Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 150 START DATE: 05/01/2019 ADDRESS: 325 N Queen St, Suite 104, Lancaster PA 17603, United States DESCRIPTION: Advisor for DBA American Wealth Strategy Group, LLC providing financial and insurance services.
CRS (Client Relationship Summary) - RIA
Click below to view Colin David Brubaker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
ELIZABETHTOWN, PA
Current
April 15, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
May 29, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MANHEIM, PA
Past
September 1, 2023 - January 9, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
LANCASTER, PA
Past
September 1, 2023 - January 9, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
LANCASTER, PA
Past
April 1, 2022 - September 1, 2023
OSAIC SERVICES, INC.
RIA
CRD#: 133763
LANCASTER, PA
Past
April 1, 2022 - September 1, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
LANCASTER, PA
Past
December 3, 2019 - April 7, 2022
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Lancaster, PA
Past
October 31, 2019 - April 7, 2022
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Lancaster, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/17/2024)
RR
Alaska(4/17/2024)
RR
Arizona(4/17/2024)
RR
Arkansas(4/17/2024)
RR
California(4/17/2024)
RR
Colorado(4/17/2024)
RR
Connecticut(4/17/2024)
RR
Delaware(4/17/2024)
RR
District of Columbia(4/17/2024)
RR
Florida(4/17/2024)
RR
Georgia(4/17/2024)
RR
Hawaii(4/17/2024)
RR
Idaho(4/17/2024)
RR
Illinois(4/17/2024)
RR
Indiana(4/17/2024)
RR
Iowa(4/17/2024)
RR
Kansas(4/17/2024)
RR
Kentucky(4/17/2024)
RR
Louisiana(4/17/2024)
RR
Maine(4/17/2024)
RR
Maryland(4/17/2024)
RR
Massachusetts(4/17/2024)
RR
Michigan(4/17/2024)
RR
Minnesota(4/17/2024)
RR
Mississippi(4/17/2024)
RR
Missouri(4/17/2024)
RR
Montana(4/17/2024)
RR
Nebraska(4/17/2024)
RR
Nevada(4/17/2024)
RR
New Hampshire(4/17/2024)
RR
New Jersey(4/17/2024)
RR
New Mexico(4/17/2024)
RR
New York(4/17/2024)
RR
North Carolina(4/15/2024)
RR
North Dakota(4/17/2024)
RR
Ohio(4/18/2024)
RR
Oklahoma(4/17/2024)
RR
Oregon(4/17/2024)
RR
Pennsylvania(4/15/2024)
IAR
Pennsylvania(3/31/2025)
RR
Puerto Rico(4/17/2024)
RR
Rhode Island(4/17/2024)
RR
South Carolina(4/17/2024)
RR
South Dakota(4/17/2024)
RR
Tennessee(4/17/2024)
RR
Texas(4/17/2024)
IAR
Texas(3/31/2025)
RR
Utah(4/17/2024)
RR
Vermont(4/17/2024)
RR
Virgin Islands(4/17/2024)
RR
Virginia(4/17/2024)
RR
Washington(4/17/2024)
RR
West Virginia(4/17/2024)
RR
Wisconsin(4/17/2024)
RR
Wyoming(4/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/31/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
