Jake C. Mccartney
Professional summary
Jake Christopher Mccartney, who also goes by Jake Mccartney, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Vancouver, Washington.
Jake is registered as a RR (Registered Representative) and started their career in finance in 2019. Jake has worked at 3 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jake Christopher Mccartney's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 3, 2024 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 2101 Ne 129th Street Ste 105, Vancouver, WA 98686December 18, 2023 - February 5, 2024
STATE FARM VP MANAGEMENT CORP.
December 13, 2022 - June 29, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 21, 2019 - March 30, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/3/2024)
Exams
Series 6TO
Date: 2/21/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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