Pei-chen Ho
Professional summary
Pei-chen Ho, who also goes by Penny Ho, Shiaopei Ho, is a registered financial professional currently at GRIFFINEST ASIA SECURITIES, LLC located in Pasadena, California.
Pei-chen is registered as a RR (Registered Representative) and started their career in finance in 1999. Pei-chen has worked at 2 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pei-chen Ho's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2018 - Present
GRIFFINEST ASIA SECURITIES, LLC
Office #1: 301 North Lake Avenue Suite 110, Pasadena, CA 91101October 25, 2004 - January 11, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 1999 - December 19, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
GRIFFINEST ASIA SECURITIES, LLC
CRD#: 132187 / SEC#: , 8-66571
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
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