James G. Howell
Professional summary
James George Howell, who also goes by Jamie Howell, is a registered financial professional currently at CF SECURED, LLC located in New York, New York and FMX EXECUTION, LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2018. James has worked at 11 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James George Howell's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2018 - Present
CF SECURED, LLC
Office #1: 110 East 59th Street 4th Floor, New York, NY 10022July 31, 2018 - Present
FMX EXECUTION, LLC
Office #1: 55 Water Street, New York, NY 10041July 31, 2018 - Present
GFI SECURITIES LLC
Office #1: 55 Water Street 10th Floor, New York, NY 10041July 31, 2018 - Present
BGC FINANCIAL, L.P.
Office #1: 55 Water Street 10th Floor, New York, NY, 10004July 31, 2018 - Present
MINT BROKERS
Office #1: 55 Water Street 10th Floor, New York, NY 10038July 31, 2018 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4th Floor, New York, NY, 10022April 1, 2022 - April 16, 2024
NEWMARK SECURITIES, LLC
July 31, 2018 - May 27, 2020
CFWP SECURITIES, LLC
July 31, 2018 - September 17, 2020
CASTLEOAK SECURITIES, LP
July 31, 2018 - July 1, 2021
SUNRISE BROKERS LLC
July 31, 2018 - September 19, 2022
AQUA SECURITIES L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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