Spencer J. Leigh
Professional summary
Spencer James Leigh is a registered financial professional currently at U.S. SECURITIES, INTL. CORP. located in New York, New York.
Spencer is registered as a RR (Registered Representative) and started their career in finance in 2018. Spencer has worked at 3 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Spencer James Leigh's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2021 - Present
U.S. SECURITIES, INTL. CORP.
Office #1: 120 Broadway Suite 1017, New York, NY 10271January 27, 2021 - October 11, 2021
NYLIFE SECURITIES LLC
September 7, 2018 - October 9, 2020
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
U.S. SECURITIES, INTL. CORP.
CRD#: 11238 / SEC#: , 8-18118
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 9 |
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