LS
Lindsay R. Stout
INTELLICENTS INVESTMENT SOLUTIONS
Pella, IA 50219
Some features on this profile are disabled
CRD#: 6946763
LS
Professional summary
Lindsay Renae Stout, who also goes by Lindsay Stout, is a registered financial advisor currently at INTELLICENTS INVESTMENT SOLUTIONS INC located in Pella, Iowa and MUTUAL SECURITIES, INC. located in Pella, Iowa.
Lindsay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Lindsay has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lindsay Stout
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INSURANCE SALES, START DATE: 3/20/2018, 725 MAIN ST., PELLA, IA, 50219, INSURANCE SALES, RECENTLY BECAME LICENSED TO SELL ACCIDENT/HEALTH AND LIFE INSURANCE, HAVE NOT BEGUN TO SELL INSURANCE YET, NOT INVESTMENT RELATED, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 2. RUBY RIVER, LLC. DBA THE FUNKY ZEBRAS PELLA, START DATE: 11/1/2017, 727 MAIN STREET, PELLA, IA 50219, PARTNERSHIP, CLOTHING BOUTIQUE, CO-OWNER, SALES ASSOCIATE IN-STORE, PROCESS TRANSACTIONS, PROCESS INVENTORY, BUY WHOLESALE MERCHANDISE FOR RETAIL SALE, NOT INVESTMENT RELATED, 30 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 3. Intellicents Investment Solutions, Inc., Start Date: 06/18/2018, 725 Main St., Pella, IA 50219, Corporation, RIA, Financial Consultant, Provide financial planning support to clients, aid in preparing financial plans, support investment professionals to cultivate client relationships, Investment Related, 180-200 Hours per month, 8-9 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Lindsay Renae Stout's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2018 - Present
INTELLICENTS INVESTMENT SOLUTIONS INC
Office #1: 725 Main St., Pella, IA 50219RIA
CRD#: 107498
Pella, IA
Current
June 18, 2018 - Present
MUTUAL SECURITIES, INC.
Office #1: 725 Main St, Pella, IA 50219BD
CRD#: 13092
Pella, IA
Past
May 17, 2018 - June 15, 2018
SECURITIES AMERICA, INC.
BD
CRD#: 10205
PELLA, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
II
INTELLICENTS INVESTMENT SOLUTIONS INC
ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC
CRD#: 107498 / SEC#: 801-51382
RIA
Registered Investment Advisory firm - (2/29/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Iowa(8/7/2018)
RR
Iowa(10/29/2020)
IAR
Texas(8/7/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
II
INTELLICENTS INVESTMENT SOLUTIONS INC
ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC
CRD#: 107498 / SEC#: 801-51382
RIA
Registered Investment Advisory firm - (2/29/1996 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
100 North Broadway, Albert Lea, MN 56007
Mailing Address
Phone number
(507) 377-2919
Established
Firm type
Fiscal year end
# of Employees
67
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,103 |
| AUM (Assets Under Management) | $ 7,362,137,726 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
