Matthew H. Grubb
Professional summary
Matthew Harkins Grubb, who also goes by Matthew Grubb, is a registered financial professional currently at CONNAUGHT (U.S.) LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2019. Matthew has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Harkins Grubb's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 27, 2026 - Present
CONNAUGHT (U.S.) LLC
Office #1: 38 East 19th Street 8th Floor, New York, NY 10003January 3, 2024 - June 5, 2026
FOCUSPOINT PRIVATE CAPITAL GROUP
September 14, 2020 - December 12, 2023
MOELIS & COMPANY LLC
September 13, 2019 - September 22, 2020
UBS FINANCIAL SERVICES INC.
August 30, 2019 - September 22, 2020
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2026)
Exams
Series 7TO
Date: 8/30/2019
General Securities Representative ExaminationFINRA
Current Firm
CONNAUGHT (U.S.) LLC
CRD#: 300401 / SEC#: , 8-70323
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
