Amanda G. Connaughton
CETERA INVESTMENT ADVISERS LLC
LAGRANGE, KY 40031
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CRD#: 6946329
Professional summary
Amanda Grace Connaughton, CFP®, who also goes by Amanda G Collins, Amanda Grace Collins, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lagrange, Kentucky and CETERA WEALTH SERVICES, LLC located in Lagrange, Kentucky.
Amanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Amanda has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amanda G Collins | Amanda Grace Collins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. (dba) FINANCIAL SOLUTIONS; Investment Related; 309 W Jefferson Street, La Grange, KY 40031; Financial Services; Financial Planning Assistant (07/2019); Financial Adviser (05/2020); Financial Planner (05/2021); 160 hours per month with most 160 hours per month occurring during trading hours; Schedule client meetings, marketing preparation, and act as a licensed adviser. 2. AMANDA CONNAUGHTON INSURANCE; Investment Related; 309 W Jefferson Street, La Grange, KY 40031; Insurance; Producer/Planner; Start Date 01/2021; 20 hours per month with those hours per month occurring during trading hours; Offer clients health and/or life insurance products if needed and/or if they are interested; 3. SAVVY LADIES JUNIOR BOARD; Non-Investment Related; 309 W Jefferson Street, La Grange, KY 40031; Other; Board Member; Start Date 05/2023; 4 hours per month with those 4 hours occurring during trading hours; I will be virtually serving on this board with a responsibility for extending and supporting the organization's educational program and raising awareness about the organization, participating in fundraising and supporting its mission; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 10/2019, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
CRS (Client Relationship Summary) - RIA
Click below to view Amanda Grace Connaughton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 309 W. Jefferson Street, Lagrange, KY 40031RIA
CRD#: 105644
LAGRANGE, KY
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 309 W. Jefferson Street, Lagrange, KY 40031BD
CRD#: 13572
Lagrange, KY
Past
May 12, 2020 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Lagrange, KY
Past
March 12, 2020 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Lagrange, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/10/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Illinois(2/20/2025)
RR
Indiana(2/20/2025)
RR
Kentucky(2/20/2025)
IAR
Kentucky(2/20/2025)
RR
Massachusetts(2/20/2025)
RR
Missouri(2/20/2025)
RR
New York(9/9/2025)
RR
North Carolina(2/20/2025)
RR
Ohio(2/20/2025)
RR
South Carolina(2/20/2025)
RR
Tennessee(5/29/2025)
RR
Virginia(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/12/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Lagrange, KY 40031TRUST BUT VERIFY
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