Daniel Mulligan

KESTRA ADVISORY SERVICES

Bridgewater, NJ 08807

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CRD#: 6945502

Professional summary

Daniel Mulligan is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bridgewater, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Bridgewater, New Jersey.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Daniel has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/21/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: PREFERRED FINANCIAL PARTNERS POSITION: Financial Analyst/ Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 125 START DATE: 05/26/2023 ADDRESS: 440 US 22 East, Suite 190, Bridgewater NJ 08807, United States DESCRIPTION: Client Reviews, Rebalancing, Processing Client Documents, Participating in meeting with Senior Partner and executing on his orders. 401k Meetings, Participant meetings.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Mulligan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2026 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 440 Route 22 E Suite 190, Bridgewater, NJ 08807

RIA

CRD#: 283330

Bridgewater, NJ

Current

September 22, 2026 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 440 Route 22 E. Suite 190, Bridgewater, NJ 08807

CRD#: 42046

Bridgewater, NJ

Past

June 13, 2023 - September 27, 2026

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Bridgewater, NJ

Past

June 13, 2023 - September 27, 2026

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Bridgewater, NJ

Past

September 22, 2021 - January 22, 2023

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Madison, NJ

Past

September 20, 2021 - January 22, 2023

HIGHTOWER SECURITIES, LLC

CRD#: 116681

CHICAGO, IL

Past

December 2, 2020 - September 16, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FLORHAM PARK, NJ

Past

October 19, 2020 - September 16, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FLORHAM PARK, NJ

Past

December 10, 2018 - September 4, 2020

HENNION & WALSH, INC.

CRD#: 25766

PARSIPPANY, NJ

Past

September 14, 2018 - November 7, 2018

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

PARSIPPANY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(9/22/2026)

IAR

New Jersey
(9/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 11/30/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 1/18/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 9/14/2018

General Securities Representative Examination

General Industry/Product Exam

Series 3

Status Unavailable

Passed: 7/27/2017

National Commodity Futures Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,359

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (9/22/2026)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (9/22/2026)

Regulatory assets under management

Total Number of Accounts	192,439
AUM (Assets Under Management)	$ 79,798,091,767

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/01/2025	Cover Page	Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel Mulligan

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Mulligan's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HENNION & WALSH, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Passed: 11/30/2020

Series 63

Passed: 1/18/2019

SIE

Passed: 10/1/2018

Series 7

Passed: 9/14/2018

Series 3

Passed: 7/27/2017

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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