Christopher D. Mortimer
Professional summary
Christopher D Mortimer, who also goes by Chris Mortimer, Christopher David Mortimer, is a registered financial professional currently at MOELIS & COMPANY LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2018. Christopher has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher D Mortimer's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2026 - Present
MOELIS & COMPANY LLC
Office #1: 399 Park Avenue 4th Floor, New York, NY 10022December 11, 2024 - May 22, 2026
MORGAN STANLEY
January 13, 2022 - May 22, 2026
MORGAN STANLEY & CO. LLC
April 1, 2019 - October 29, 2021
PJT PARTNERS LP
August 2, 2018 - August 31, 2020
PARK HILL GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2026)
Exams
FINRA
Current Firm
MOELIS & COMPANY LLC
CRD#: 145115 / SEC#: , 8-67705
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOELIS & COMPANY GROUP LP | PARENT COMPANY | |
| CALLESANO, CHRIS PETER | CFO, PRINCIPAL OPERATIONS OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4889259 |
| MAHMOODZADEGAN, NAVID ALI | CHIEF EXECUTIVE OFFICER | 2609804 |
| MOELIS, KENNETH DAVID | EXECUTIVE CHAIRMAN | 1015047 |
| PILCHER CIAFONE, KATHERINE CELY | CHIEF OPERATING OFFICER | 4573006 |
| RAICH, JEFFREY ALAN | EXECUTIVE VICE CHAIRMAN | 2016620 |
| WATANABE, OSAMU RICHARD | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 2875185 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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