MZ
Mercedes Zhang
VNTR SECURITIES LLC
New York, NY 10016
Some features on this profile are disabled
CRD#: 6945355
MZ
Professional summary
Mercedes Zhang is a registered financial professional currently at VNTR SECURITIES LLC located in New York, New York.
Mercedes is registered as a RR (Registered Representative) and started their career in finance in 2020. Mercedes has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Mercedes Zhang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2022 - Present
VNTR SECURITIES LLC
Office #1: 152 Madison Avenue 7th Floor, New York, NY, 10016BD
CRD#: 283856
New York, NY
Past
June 10, 2021 - March 17, 2022
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
New York, NY
Past
June 10, 2021 - March 17, 2022
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
NEW YORK, NY
Past
July 23, 2020 - May 20, 2021
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
NEW YORK, NY
Past
February 28, 2020 - May 20, 2021
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/20/2023)
RR
Alaska(1/20/2023)
RR
Arizona(1/23/2023)
RR
Arkansas(1/18/2023)
RR
California(1/20/2023)
RR
Colorado(1/11/2023)
RR
Connecticut(1/11/2023)
RR
Delaware(1/20/2023)
RR
District of Columbia(1/11/2023)
RR
Florida(1/11/2023)
RR
Georgia(1/20/2023)
RR
Hawaii(1/20/2023)
RR
Idaho(1/11/2023)
RR
Illinois(1/20/2023)
RR
Indiana(1/20/2023)
RR
Iowa(1/20/2023)
RR
Kansas(1/20/2023)
RR
Kentucky(1/20/2023)
RR
Louisiana(1/11/2023)
RR
Maine(1/20/2023)
RR
Maryland(1/11/2023)
RR
Massachusetts(1/20/2023)
RR
Michigan(1/20/2023)
RR
Minnesota(1/20/2023)
RR
Mississippi(1/20/2023)
RR
Missouri(1/20/2023)
RR
Montana(1/20/2023)
RR
Nebraska(1/20/2023)
RR
Nevada(1/20/2023)
RR
New Hampshire(1/20/2023)
RR
New Jersey(1/20/2023)
RR
New Mexico(1/20/2023)
RR
New York(3/24/2022)
RR
North Carolina(1/20/2023)
RR
North Dakota(1/20/2023)
RR
Ohio(1/11/2023)
RR
Oklahoma(1/20/2023)
RR
Oregon(1/20/2023)
RR
Pennsylvania(1/20/2023)
RR
Rhode Island(1/20/2023)
RR
South Carolina(1/20/2023)
RR
South Dakota(1/20/2023)
RR
Tennessee(1/20/2023)
RR
Texas(1/20/2023)
RR
Utah(1/20/2023)
RR
Vermont(1/20/2023)
RR
Virginia(1/12/2023)
RR
Washington(1/20/2023)
RR
West Virginia(1/20/2023)
RR
Wisconsin(1/20/2023)
RR
Wyoming(1/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/28/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VS
VNTR SECURITIES LLC
VNTR SECURITIES LLC
CRD#: 283856 / SEC#: , 8-69768
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
152 Madison Avenue 7th Floor, New York, NY, 10016
Mailing Address
152 Madison Avenue 7th, New York, NY, 10016
Phone number
(347) 284-0110
Established
Delaware since 04/11/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
