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DH

David Halfen

MD GLOBAL PARTNERS
New York, NY 10065
Some features on this profile are disabled
CRD#: 6944547
DH

Professional summary

David Halfen is a registered financial professional currently at MD GLOBAL PARTNERS, LLC located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2018. David has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Halfen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 17, 2025 - Present

MD GLOBAL PARTNERS, LLC

Office #1: 329 E. 63rd St. Apt 3j, New York, NY 10065
BD
CRD#: 140988
New York, NY
Past

October 24, 2024 - October 31, 2024

D. BORAL CAPITAL

BD
CRD#: 103792
NEW YORK, NY
Past

May 15, 2020 - October 17, 2024

NETWORK 1 FINANCIAL SECURITIES INC.

BD
CRD#: 13577
RED BANK, NJ
Past

September 21, 2018 - March 20, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/3/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/12/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 9/21/2018
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MG
MD GLOBAL PARTNERS, LLC
BLACK CAPITAL PARTNERS, LLC | MD GLOBAL PARTNERS, LLC | MAY DAVIS PARTNERS, LLC

CRD#: 140988 / SEC#: , 8-67356

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
329 E. 63rd St. Apt 3j, New York, NY 10065
Mailing Address
329 E. 63rd St. Apt 3j, New York, NY 10065
Phone number
(917) 881-3636
Established
Delaware since 11/21/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MAY, OWEN ARTHURCEO, MEMBER1404710
COY, WAYNE MICHAELCCO1665279
MILLER, JOHN STEVENSONFINOP2139980

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MD GLOBAL PARTNERS, LLC

CRD#: 140988New York, NY 10065

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