JW
Jacob R. Winiger
FEFA FINANCIAL
Denver, CO
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CRD#: 6943571
JW
Professional summary
Jacob Robert Winiger is a registered financial advisor currently at FEFA FINANCIAL located in Denver, Colorado.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Jacob has worked at 2 firms and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FEFA Advisors LLC; Investment related: Yes; 530 Vance Road St. Louis Missouri 63088 United States; Jacob Winiger is a licensed insurance agent with FEFA Advisors LLC. This activity creates a conflict of interest since there is an incentive to recommend insurance products based on commissions or other benefits received from the insurance company, rather than on the client's needs. Additionally, the offer and sale of insurance products by supervised persons of VCI Wealth Management LLC are not made in their capacity as a fiduciary, and products are limited to only those offered by certain insurance providers. VCI Wealth Management LLC addresses this conflict of interest by requiring its supervised persons to act in the best interest of the client at all times, including when acting as an insurance agent. VCI Wealth Management LLC periodically reviews recommendations by its supervised persons to assess whether they are based on an objective evaluation of each client's risk profile and investment objectives rather than on the receipt of any commissions or other benefits. VCI Wealth Management LLC will disclose in advance how it or its supervised persons are compensated and will disclose conflicts of interest involving any advice or service provided. At no time will there be tying between business practices and/or services (a condition where a client or prospective client would be required to accept one product or service conditioned upon the selection of a second, distinctive tied product or service). No client is ever under any obligation to purchase any insurance product. Insurance products recommended by VCI Wealth Management LLC's supervised persons may also be available from other providers on more favorable terms, and clients can purchase insurance products recommended through other unaffiliated insurance agencies.; Retirement Planner; 2024-01-10; Hours per month devoted to business during trading hours: 25; Hours per month devoted to business outside trading hours: 5. Percentage of total yearly compensation expected to be derived from the business: 30;
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Robert Winiger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2023 - Present
FEFA FINANCIAL
RIA
CRD#: 324833
Denver, CO
Past
October 17, 2019 - October 17, 2022
FISHER INVESTMENTS
RIA
CRD#: 107342
CAMAS, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FEFA FINANCIAL
FEFA ASSET MANAGEMENT LLC D/B/A FEFA FINANCIAL LLC | VCI WEALTH MANAGEMENT LLC | FEFA FINANCIAL LLC | FEFA FINANCIAL
CRD#: 324833 / SEC#: 801-127960
RIA
Registered Investment Advisory firm - (5/11/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(6/22/2023)
IAR
Texas(6/23/2023)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
FF
FEFA FINANCIAL
FEFA ASSET MANAGEMENT LLC D/B/A FEFA FINANCIAL LLC | VCI WEALTH MANAGEMENT LLC | FEFA FINANCIAL LLC | FEFA FINANCIAL
CRD#: 324833 / SEC#: 801-127960
RIA
Registered Investment Advisory firm - (5/11/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
530 Vance Road, Saint Louis, MO 63088
Mailing Address
Phone number
(314) 530-0500
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,203 |
| AUM (Assets Under Management) | $ 294,753,665 |
Red Flags
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