Peter R. Mako

CRESTWOOD ADVISORS | Planning Consultant

Darien, CT 06820

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CRD#: 6943373

Professional summary

Peter R Mako, who also goes by Peter Mako, Peter Richard Mako, is a registered financial advisor currently at CRESTWOOD ADVISORS located in Darien, Connecticut.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Peter has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6, Series 9 and Series 10 exams.

Biography

As a Planning Consultant, I partner alongside a team of financial consultants to further develop personal relationships with our clients. My goal is to help build and implement financial plans for our clients, while helping them navigate the complexities of Fidelity's offerings to ensure they meet their financial goals and objectives. 

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Mako | Peter Richard Mako

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter R Mako's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

CUNY Bernard M. Baruch College

Bachelor of Business Administration - Finance

2018

Experience

Current

May 5, 2025 - Present

CRESTWOOD ADVISORS

Office #1: 23 Old Kings Hwy S, Darien, CT 06820

RIA

CRD#: 286243

Darien, CT

Past

November 19, 2024 - May 16, 2025

MORGAN STANLEY

RIA

CRD#: 149777

New York, NY

Past

November 19, 2024 - May 16, 2025

MORGAN STANLEY

CRD#: 149777

New York, NY

Past

April 19, 2021 - October 30, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

FAIRFIELD, CT

Past

May 22, 2020 - October 30, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

STAMFORD, CT

Past

May 14, 2019 - November 21, 2019

HSBC SECURITIES (USA) INC.

CRD#: 19585

BRONXVILLE, NY

Past

May 18, 2018 - April 12, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CRESTWOOD ADVISORS

CRESTWOOD ADVISORS | CRESTWOOD ADVISORS GROUP, LLC

CRD#: 286243 / SEC#: 801-108983

RIA

Registered Investment Advisory firm - (1/1/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/5/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/22/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/22/2018

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 3/3/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/13/2023

General Securities Sales Supervisor - General Module Examination

Current Firm

CRESTWOOD ADVISORS

CRESTWOOD ADVISORS | CRESTWOOD ADVISORS GROUP, LLC

CRD#: 286243 / SEC#: 801-108983

RIA

Registered Investment Advisory firm - (1/1/2017 Approved)

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Contact information

Main Address

One Liberty Square Suite 500, Boston, MA 02109

Mailing Address

Phone number

(617) 523-8880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CRESTWOOD ADVISORS ADV 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	5,862
AUM (Assets Under Management)	$ 7,015,988,190

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/11/2025	Cover Page	Report
06/20/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

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Peter R. Mako

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter R Mako's CRS (Customer Relationship Summary).

Certified licenses

Education

CUNY Bernard M. Baruch College

Experience

MORGAN STANLEY

MORGAN STANLEY

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

HSBC SECURITIES (USA) INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

CRESTWOOD ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/2020

Series 63

Date: 6/5/2018

Series 7TO

Date: 5/22/2020

SIE

Date: 10/1/2018

Series 6

Date: 5/22/2018

Series 9

Date: 3/3/2023

Series 10

Date: 1/13/2023

Current Firm

CRESTWOOD ADVISORS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CRESTWOOD ADVISORS

TRUST BUT VERIFY

Contact information

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