Peter R Mako
Professional Summary
Peter R Mako, who also goes by Peter Mako, Peter Richard Mako, is a registered financial advisor currently at CRESTWOOD ADVISORS located in Darien, Connecticut. Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Peter has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
As a Planning Consultant, I partner alongside a team of financial consultants to further develop personal relationships with our clients. My goal is to help build and implement financial plans for our clients, while helping them navigate the complexities of Fidelity's offerings to ensure they meet their financial goals and objectives.
Other Aliases
Peter Mako, Peter Richard Mako
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Contact Information
Website
xxxxxxxxxx.xxx
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Years of Experience
8 years registered in the securities industry
Current & Past Employments
Current
Past
Education
CUNY Bernard M. Baruch College
Finance, Bachelor of Business Administration
Finance, Bachelor of Business Administration
2018
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Current Firm
CRESTWOOD ADVISORS | CRESTWOOD ADVISORS GROUP, LLC
Contact Information
Main Address
One Liberty Square Suite 500, Boston, MA 02109Phone Number
(617) 523-8880# of Employees
64SEC notice filing (30 States and Territories)
Registered to provide investment advisory services in 30 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
6,710AUM (Assets Under Management)
$8,021,455,218Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/13/2026 | Cover Page | Report |
| 08/11/2025 | Cover Page | Report |
| 06/20/2024 | Cover Page | Report |
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Primary Firm SEC Registration
CRESTWOOD ADVISORS | CRESTWOOD ADVISORS GROUP, LLC
State Registrations and Notice Filings
(5/5/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2018About the Series 6 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSimilar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Peter R Mako's CRS (Customer Relationship Summary).
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC