AM
Alyssa E. Murphy
TRANSAMERICA INVESTORS SECURITIES
Trinity, FL
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CRD#: 6943177
AM
Professional summary
Alyssa Erin Murphy, who also goes by Alyssa Murphy, is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in Trinity, Florida.
Alyssa is registered as a RR (Registered Representative) and started their career in finance in 2018. Alyssa has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Alyssa Murphy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alyssa Erin Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2025 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
Trinity, FL
Past
December 18, 2023 - June 21, 2024
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
HARRISON, NY
Past
June 3, 2022 - April 13, 2023
NYLIFE SECURITIES LLC
BD
CRD#: 5167
DENVER, CO
Past
May 30, 2018 - March 3, 2021
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/25/2025)
RR
Alaska(3/25/2025)
RR
Arizona(3/25/2025)
RR
Arkansas(3/25/2025)
RR
California(3/25/2025)
RR
Colorado(3/25/2025)
RR
Connecticut(3/25/2025)
RR
Delaware(3/25/2025)
RR
District of Columbia(3/25/2025)
RR
Florida(3/25/2025)
RR
Georgia(3/25/2025)
RR
Hawaii(3/25/2025)
RR
Idaho(3/25/2025)
RR
Illinois(3/25/2025)
RR
Indiana(3/25/2025)
RR
Iowa(3/25/2025)
RR
Kansas(3/25/2025)
RR
Kentucky(3/25/2025)
RR
Louisiana(3/25/2025)
RR
Maine(3/25/2025)
RR
Maryland(3/25/2025)
RR
Massachusetts(3/25/2025)
RR
Michigan(3/25/2025)
RR
Minnesota(3/25/2025)
RR
Mississippi(3/25/2025)
RR
Missouri(3/25/2025)
RR
Montana(3/25/2025)
RR
Nebraska(3/25/2025)
RR
Nevada(3/25/2025)
RR
New Hampshire(3/25/2025)
RR
New Jersey(3/25/2025)
RR
New Mexico(3/25/2025)
RR
New York(3/25/2025)
RR
North Carolina(3/25/2025)
RR
North Dakota(3/25/2025)
RR
Ohio(3/26/2025)
RR
Oklahoma(3/25/2025)
RR
Oregon(3/25/2025)
RR
Pennsylvania(3/25/2025)
RR
Puerto Rico(3/25/2025)
RR
Rhode Island(3/25/2025)
RR
South Carolina(3/25/2025)
RR
South Dakota(3/25/2025)
RR
Tennessee(3/25/2025)
RR
Texas(3/25/2025)
RR
Utah(3/25/2025)
RR
Vermont(3/25/2025)
RR
Virginia(3/25/2025)
RR
Washington(3/25/2025)
RR
West Virginia(3/25/2025)
RR
Wisconsin(3/25/2025)
RR
Wyoming(3/25/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TRANSAMERICA INVESTORS SECURITIES, LLC
DIVERSIFIED INVESTORS SECURITIES CORP. | TRANSAMERICA INVESTORS SECURITIES, LLC | TRANSAMERICA INVESTORS SECURITIES CORPORATION
CRD#: 32205 / SEC#: , 8-45671
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
440 Mamaroneck Avenue, Harrison, NY 10528
Mailing Address
440 Mamaroneck Avenue, Harrison, NY 10528
Phone number
(914) 627-3000
Established
Delaware since 12/31/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
