AL
Alayna Leuzé
SIGNIFICANT WEALTH PARTNERS LLC
Cary, IL 60013
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CRD#: 6942439
AL
Professional summary
Alayna Leuzé, who also goes by Alayna Gogol, is a registered financial advisor currently at SIGNIFICANT WEALTH PARTNERS LLC located in Cary, Illinois.
Alayna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Alayna has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alayna Gogol
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Sales; ADV Category: insurance company or agency; Is the advisory affiliate principal control person: No; Entail service on board of directors for a publicly traded company: No; Is the business investment related: Yes; Location of the business: 370 Oakmont Dr. Cary, IL 60013; Description of the business: Insurance Sales; Position Title: Agent; Responsibilities Duties: Insurance Sales; Start date with business: 2021-01-04; Hours devoted to business during trading hours: 15; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 10.
CRS (Client Relationship Summary) - RIA
Click below to view Alayna Leuzé's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2019 - Present
SIGNIFICANT WEALTH PARTNERS LLC
Office #1: 117 W. Main St., Cary, IL 60013RIA
CRD#: 293060
Cary, IL
Past
August 10, 2018 - February 6, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
DEER PARK, IL
Past
July 2, 2018 - February 6, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
DEER PARK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SIGNIFICANT WEALTH PARTNERS LLC
SIGNIFICANT WEALTH PARTNERS INC. | SIGNIFICANT WEALTH PARTNERS LLC
CRD#: 293060 / SEC#: 801-128037
RIA
Registered Investment Advisory firm - (5/23/2023 Approved)California
Registered Investment Advisory firm - (2/3/2023 Terminated)Florida
Registered Investment Advisory firm - (6/21/2023 Terminated)Illinois
Registered Investment Advisory firm - (6/21/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(2/7/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
SIGNIFICANT WEALTH PARTNERS LLC
SIGNIFICANT WEALTH PARTNERS INC. | SIGNIFICANT WEALTH PARTNERS LLC
CRD#: 293060 / SEC#: 801-128037
RIA
Registered Investment Advisory firm - (5/23/2023 Approved)California
Registered Investment Advisory firm - (2/3/2023 Terminated)Florida
Registered Investment Advisory firm - (6/21/2023 Terminated)Illinois
Registered Investment Advisory firm - (6/21/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
117 W. Main St., Cary, IL 60013
Mailing Address
Phone number
(847) 639-7830
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,396 |
| AUM (Assets Under Management) | $ 247,984,227 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/31/2024 | ||
| 02/28/2023 |
Red Flags
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Company Information
SIGNIFICANT WEALTH PARTNERS LLC
CRD#: 293060Cary, IL 60013TRUST BUT VERIFY
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