David C. Leuze

SIGNIFICANT WEALTH PARTNERS LLC

Cary, IL 60013

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CRD#: 6942438

Professional summary

David Christopher Leuze, who also goes by David Leuze, is a registered financial advisor currently at SIGNIFICANT WEALTH PARTNERS LLC located in Cary, Illinois.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. David has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Leuze

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Christopher Leuze's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2019 - Present

SIGNIFICANT WEALTH PARTNERS LLC

Office #1: 117 W. Main St., Cary, IL 60013

RIA

CRD#: 293060

Cary, IL

Past

October 26, 2018 - August 14, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DEER PARK, IL

Past

August 29, 2018 - August 14, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DEER PARK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIGNIFICANT WEALTH PARTNERS LLC

SIGNIFICANT WEALTH PARTNERS INC. | SIGNIFICANT WEALTH PARTNERS LLC

CRD#: 293060 / SEC#: 801-128037

RIA

Registered Investment Advisory firm - (5/23/2023 Approved)

California

Registered Investment Advisory firm - (2/3/2023 Terminated)

Florida

Registered Investment Advisory firm - (6/21/2023 Terminated)

Illinois

Registered Investment Advisory firm - (6/21/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/25/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2018

General Securities Representative Examination

Current Firm

SIGNIFICANT WEALTH PARTNERS LLC

SIGNIFICANT WEALTH PARTNERS INC. | SIGNIFICANT WEALTH PARTNERS LLC

CRD#: 293060 / SEC#: 801-128037

RIA

Registered Investment Advisory firm - (5/23/2023 Approved)

California

Registered Investment Advisory firm - (2/3/2023 Terminated)

Florida

Registered Investment Advisory firm - (6/21/2023 Terminated)

Illinois

Registered Investment Advisory firm - (6/21/2023 Terminated)

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Contact information

Main Address

117 W. Main St., Cary, IL 60013

Mailing Address

Phone number

(847) 639-7830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SWP FORM ADV PART 2A 2025-04-28 (4/30/2025)

Regulatory assets under management

Total Number of Accounts	1,396
AUM (Assets Under Management)	$ 247,984,227

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/31/2024	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David C. Leuze

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Christopher Leuze's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGNIFICANT WEALTH PARTNERS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SIGNIFICANT WEALTH PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/25/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/29/2018

Current Firm

SIGNIFICANT WEALTH PARTNERS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SIGNIFICANT WEALTH PARTNERS LLC

TRUST BUT VERIFY

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