Terrance G. Daniel
Professional summary
Terrance G Daniel is a registered financial professional currently at SIGNATURE ESTATE SECURITIES, LLC located in Los Angeles, California.
Terrance is registered as a RR (Registered Representative) and started their career in finance in 2021. Terrance has worked at 3 firms and has passed the Series 66, Series 3, Series 7TO, SIE, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terrance G Daniel's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2024 - Present
SIGNATURE ESTATE SECURITIES, LLC
Office #1: 2121 Avenue Of Stars Suite 1600, Los Angeles, CA 90067November 23, 2022 - May 15, 2024
TRADESTATION SECURITIES, INC.
January 8, 2021 - November 16, 2022
BANKERS LIFE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2024)
Exams
Series 7TO
Date: 1/8/2021
General Securities Representative ExaminationFINRA
Current Firm
SIGNATURE ESTATE SECURITIES, LLC
CRD#: 18923 / SEC#: , 8-37065
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
