Maria Sylvia F. Dias
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Sylvia Ferreira Da Silva Dias, who also goes by Sylvia Maria Dias, was a registered financial professional .
Maria Sylvia is a previously registered financial professional and started their career in finance in 2018. Maria Sylvia had worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2020 - November 7, 2024
BRASIL PLURAL INVESTMENT ADVISOR LLC
December 4, 2018 - November 7, 2024
BRASIL PLURAL SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 4/5/2019
General Securities Representative ExaminationSeries 11
Date: 11/1/2018
Assistant Representative-Order Processing Qualification ExamCurrent Firm
BRASIL PLURAL INVESTMENT ADVISOR LLC
CRD#: 288563 / SEC#: 801-134618
Contact information
Regulatory assets under management
| Total Number of Accounts | 203 |
| AUM (Assets Under Management) | $ 104,577,869 |
Red Flags
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