MP
Matthew Pellegrino
PGM GLOBAL
Montreal Quebec, H3B 2N2
Some features on this profile are disabled
CRD#: 6941311
MP
Professional summary
Matthew Pellegrino is a registered financial professional currently at PGM GLOBAL INC. .
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2018. Matthew has worked at 1 firm and has passed the SIE and Series 37 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew Pellegrino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 11, 2018 - Present
PGM GLOBAL INC.
Office #1: 1010 De La Gauchetiere W - Suite 2010, Montreal Quebec, H3B 2N2BD
CRD#: 104387
Montreal Quebec,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
RR
Series 37
Date: 6/11/2018
Canada Module of the General Securities Registered Representative (With Options Questions)SRO Registrations
RR
FINRA
Current Firm
PG
PGM GLOBAL INC.
BROCKHOUSE & COOPER INC. | PGM GLOBAL INC. | PAVILION GLOBAL MARKETS LTD.
CRD#: 104387 / SEC#: , 8-52850
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1010 De La Gauchetiere W - Suite 2010, Montreal Quebec, H3B 2N2
Mailing Address
1010 De La Gauchetiere W, Suite 2010, Montreal Quebec, H3B 2N2
Phone number
(514) 932-7171
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PGM GLOBAL INC.
CRD#: 104387Montreal Quebec, H3B 2N2TRUST BUT VERIFY
Monitor Matthew Pellegrino
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
