James C. Blakeway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Clifford Blakeway, who also goes by James C Blakeway, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2018. James had worked at 2 firms and has passed the Series 63, Series 65, Series 3, Series 57TO, Series 7TO, SIE, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2023 - January 21, 2026
TASTYTRADE, INC.
July 6, 2018 - March 5, 2020
QUIET FOUNDATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 2/6/2025
Securities Trader ExamSeries 7TO
Date: 5/1/2023
General Securities Representative ExaminationCurrent Firm
TASTYTRADE, INC.
CRD#: 277027 / SEC#: , 8-69649
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TASTYLIVE, INC. | OWNER | |
| ADLER, KERRY ANN PATRICIA | INTERIM CHIEF COMPLIANCE OFFICER | 3269947 |
| BRASIL DE OLIVEIRA, LUIS FERNANDO | CHIEF OPERATING OFFICER | 5652832 |
| CHIOU, JASON | HEAD OF CLIENT BROKERAGE SERVICES | 6757512 |
| GRACE, CHRISTOPHER WILLIAM | HEAD OF BROKERAGE TRADING OPERATIONS | 5985000 |
| MONTERRUBIO, DAMON | AML COMPLIANCE OFFICER | 5565532 |
| SLOAN, JACQUELINE LEE | FINOP | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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