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Patrick S. Gallagher

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CRD#: 6940376
PG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patrick Stephen Gallagher was a registered financial professional .

Patrick is a previously registered financial professional and started their career in finance in 2018. Patrick had worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 14, 2018 - October 8, 2020

AQUILO PARTNERS, L.P.

BD
CRD#: 114909
CAMBRIDGE, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/18/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/14/2018
Investment Banking Registered Representative Examination

Current Firm

AP
AQUILO PARTNERS, L.P.
AQUILO PARTNERS, INC. | BIOADVISORS, INC. | AQUILO PARTNERS, L.P.

CRD#: 114909 / SEC#: , 8-53441

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
601 California Street, Suite 500, San Francisco, CA 94108
Mailing Address
601 California Street, Suite 500, San Francisco, CA 94108
Phone number
(415) 677-0999
Established
California since 12/12/2008
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DYER, JOHN KNOWLES IILIMITED PARTNER4179051
METZGER, DAVID JAMESLIMITED PARTNER4649486
RUMSEY, JOHN HANNACHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER2017165
ZANZE, JAMES FAGANPRESIDENT/CHIEF COMPLIANCE OFFICER2276354
POSTREL, HELENE BERSONFINOP2240945

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AQUILO PARTNERS, L.P.

CRD#: 114909

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