Nicholas J. Fascitelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Jay Fascitelli, who also goes by Nick Jay Fascitelli, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2018. Nicholas had worked at 1 firm and has passed the Series 63, SIE and Series 82 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2018 - July 15, 2019
YIELDSTREET MARKETS LLC
State Registrations and Notice Filings
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Exams
Current Firm
YIELDSTREET MARKETS LLC
CRD#: 172295 / SEC#: , 8-69506
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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