Rosa M. Gonzalez
STRATEGIC ADVISERS LLC | Financial Consultant
ALEXANDRIA, VA
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CRD#: 6938199
Professional summary
Rosa Marcela Gonzalez, who also goes by Rosa Gonzalez, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Alexandria, Virginia and FIDELITY BROKERAGE SERVICES LLC located in Alexandria, Virginia.
Rosa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Rosa has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
My focus is to gain a full understanding of my clients and their families. I work closely with them to develop a customized strategy connecting the various aspects of their financial lives, while leveraging the Fidelity resources and technology to create a financial plan.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rosa Gonzalez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Rosa Marcela Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of North Carolina at Charlotte
Bachelor of Arts (BA) - Psychology
2018
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1725 Duke Street Suite Gr05, Alexandria, VA 22314-3457RIA
CRD#: 104555
ALEXANDRIA, VA
Current
May 18, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1725 Duke Street - Suite Gr05, Alexandria, VA 22314BD
CRD#: 7784
ALEXANDRIA, VA
Past
June 17, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ALEXANDRIA, VA
Past
August 10, 2018 - December 4, 2019
EDWARD JONES
RIA
CRD#: 250
CHARLOTTE, NC
Past
June 7, 2018 - December 4, 2019
EDWARD JONES
BD
CRD#: 250
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2024)
RR
Arizona(2/12/2021)
RR
California(2/12/2021)
RR
Colorado(2/12/2021)
RR
Connecticut(1/3/2025)
RR
Delaware(5/18/2020)
RR
District of Columbia(5/18/2020)
RR
Florida(5/18/2020)
RR
Georgia(7/21/2023)
RR
Louisiana(2/19/2025)
RR
Maryland(5/18/2020)
RR
Massachusetts(1/13/2023)
RR
Minnesota(11/9/2022)
RR
Missouri(2/11/2022)
RR
New Hampshire(1/6/2024)
RR
New Jersey(2/12/2021)
RR
New York(1/6/2023)
RR
North Carolina(5/18/2020)
RR
Ohio(1/9/2023)
RR
Pennsylvania(2/12/2021)
RR
South Carolina(9/9/2022)
RR
South Dakota(1/3/2025)
RR
Tennessee(4/25/2024)
RR
Texas(2/12/2021)
IAR
Texas(3/31/2025)
RR
Virginia(5/18/2020)
IAR
Virginia(3/31/2025)
RR
Washington(11/15/2024)
RR
West Virginia(5/18/2020)
RR
Wisconsin(3/4/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Alexandria, VATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
