AP
Anthony M. Philips
PERCENT ADVISORS
Philadelphia, PA
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CRD#: 6937633
AP
Anthony Michael PhilipsPERCENT ADVISORS
Professional summary
Anthony Michael Philips, who also goes by Anthony Philips, is a registered financial advisor currently at PERCENT ADVISORS LLC located in Philadelphia, Pennsylvania and PERCENT SECURITIES, LLC located in New York, New York.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Anthony has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Anthony Philips
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Michael Philips's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2026 - Present
PERCENT ADVISORS LLC
RIA
CRD#: 318890
Philadelphia, PA
Current
December 16, 2024 - Present
PERCENT SECURITIES, LLC
Office #1: 145 East 57th Street, New York, NY 10022BD
CRD#: 314782
NEW YORK, NY
Past
February 16, 2022 - December 3, 2024
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
RIA
CRD#: 105390
PHILADELPHIA, PA
Past
January 19, 2022 - December 3, 2024
DELAWARE DISTRIBUTORS, L.P.
BD
CRD#: 14232
PHILADELPHIA, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/16/2024)
RR
Alaska(12/16/2024)
RR
Arizona(12/16/2024)
RR
Arkansas(12/16/2024)
RR
California(12/16/2024)
RR
Colorado(12/16/2024)
RR
Connecticut(12/16/2024)
RR
Delaware(12/16/2024)
RR
District of Columbia(12/16/2024)
RR
Florida(12/16/2024)
RR
Georgia(12/16/2024)
RR
Hawaii(12/16/2024)
RR
Idaho(12/16/2024)
RR
Illinois(12/16/2024)
RR
Indiana(12/16/2024)
RR
Iowa(12/16/2024)
RR
Kansas(12/16/2024)
RR
Kentucky(12/16/2024)
RR
Louisiana(12/16/2024)
RR
Maine(12/16/2024)
RR
Maryland(12/16/2024)
RR
Massachusetts(12/16/2024)
RR
Michigan(12/16/2024)
RR
Minnesota(12/16/2024)
RR
Mississippi(12/16/2024)
RR
Missouri(12/16/2024)
RR
Montana(12/16/2024)
RR
Nebraska(12/16/2024)
RR
Nevada(12/16/2024)
RR
New Hampshire(12/16/2024)
RR
New Jersey(12/16/2024)
RR
New Mexico(12/16/2024)
RR
New York(12/16/2024)
IAR
New York(7/2/2026)
RR
North Carolina(12/16/2024)
RR
North Dakota(12/16/2024)
RR
Ohio(12/16/2024)
RR
Oklahoma(12/16/2024)
RR
Oregon(12/16/2024)
RR
Pennsylvania(12/16/2024)
IAR
Pennsylvania(6/26/2026)
RR
Puerto Rico(4/24/2026)
RR
Rhode Island(12/16/2024)
RR
South Carolina(12/16/2024)
RR
South Dakota(12/16/2024)
RR
Texas(12/16/2024)
RR
Utah(12/16/2024)
RR
Vermont(12/16/2024)
RR
Virginia(12/16/2024)
RR
Washington(12/16/2024)
RR
West Virginia(12/16/2024)
RR
Wisconsin(12/16/2024)
RR
Wyoming(12/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/19/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PERCENT ADVISORS LLC
PERCENT ADVISORS LLC | PERCENT ADVISORS, LLC
CRD#: 318890 / SEC#:
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Contact information
Main Address
145 E 57 St, New York, NY 10022
Mailing Address
Phone number
(646) 876-5141
Established
Firm type
Fiscal year end
# of Employees
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| New York | ERA - Active | 2/2/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
