LJ
Leslie A. Johnson
ASSETMARK BROKERAGE
Phoenix, AZ 85012-2426
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CRD#: 6937512
LJ
Professional summary
Leslie Anne Johnson is a registered financial professional currently at ASSETMARK BROKERAGE, LLC located in Phoenix, Arizona.
Leslie is registered as a RR (Registered Representative) and started their career in finance in 2018. Leslie has worked at 1 firm and has passed the SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Leslie Anne Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2018 - Present
ASSETMARK BROKERAGE, LLC
Office #1: 3200 N. Central Avenue 7th Floor, Phoenix, AZ 85012-2426BD
CRD#: 169804
Phoenix, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AB
ASSETMARK BROKERAGE, LLC
ASSETMARK BROKERAGE, LLC
CRD#: 169804 / SEC#: , 8-69391
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
1655 Grant Street 10th Floor, Concord, CA, 94520
Mailing Address
1655 Grant Street 10th Floor, Concord, CA, 94520
Phone number
(818) 528-3727
Established
Delaware since 09/25/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
