Amy D. Shirley

MOORE & SHIRLEY FINANCIAL PLANNING

Duluth, GA

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CRD#: 6937388

Professional summary

Amy Dawn Shirley, who also goes by Amy Dawn Moore, is a registered financial advisor currently at MOORE & SHIRLEY FINANCIAL PLANNING located in Duluth, Georgia.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Amy has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy Dawn Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Dawn Shirley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2018 - Present

MOORE & SHIRLEY FINANCIAL PLANNING

RIA

CRD#: 284193

Duluth, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/30/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/2018

Uniform Investment Adviser Law Examination

Current Firm

MOORE & SHIRLEY FINANCIAL PLANNING

MOORE & SHIRLEY FINANCIAL PLANNING | MOORE & SHIRLEY FINANCIAL PLANNING LLC

CRD#: 284193 / SEC#:

Georgia

Registered Investment Advisory firm - (7/13/2016 Approved)

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Contact information

Main Address

Peachtree Corners, GA

Mailing Address

Phone number

(678) 763-7386

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	127
AUM (Assets Under Management)	$ 23,660,015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Amy D. Shirley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Dawn Shirley's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOORE & SHIRLEY FINANCIAL PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/2018

Current Firm

MOORE & SHIRLEY FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MOORE & SHIRLEY FINANCIAL PLANNING

TRUST BUT VERIFY

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