Tawanda S. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tawanda Shondell Jones, who also goes by Tawanda Shondell Jones, Shon Jones, Tawanda Jones, was a registered financial professional .
Tawanda is a previously registered financial professional and started their career in finance in 2018. Tawanda had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2024 - March 11, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 8, 2024 - March 11, 2025
FIDELITY BROKERAGE SERVICES LLC
September 23, 2022 - January 9, 2024
NATIONAL FINANCIAL SERVICES LLC
November 19, 2021 - August 26, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 4, 2021 - August 25, 2022
FIDELITY BROKERAGE SERVICES LLC
November 5, 2019 - October 27, 2021
HARRISDIRECT LLC
November 4, 2019 - October 27, 2021
E*TRADE SECURITIES LLC
August 7, 2018 - October 24, 2019
EDWARD JONES
July 14, 2018 - October 24, 2019
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
