PR
Patrick E. Riley
CETERA INVESTMENT ADVISERS LLC
GRAND RAPIDS, MI 49525
Some features on this profile are disabled
CRD#: 6936028
PR
Professional summary
Patrick Edward Riley, who also goes by Patrick Riley, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Grand Rapids, Michigan and CETERA WEALTH SERVICES, LLC located in Grand Rapids, Michigan.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Patrick has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick Riley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 3/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, FIXED ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: RILEY PLANNING & INVESTMENTS ; INVESTMENT RELATED: YES; ADDRESS: 1600 EAST BELTLINE NE SUITE 212 GRAND RAPIDS, MI 49525 ; NATURE OF BUSINESS: FINANCIAL & INSURANCE SERVICES ; START DATE: 11/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND INSURANCE SERVICES; 3. NAME OF OTHER BUSINESS: VAN ANDEL INSTITUTE; INVESTMENT RELATED: NO; ADDRESS: 333 BOSTWICK AVE NE, GRAND RAPIDS, MI 49503; NATURE OF BUSINESS: BOARD; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND LUNCH AND LEARNS, SPREAD WORD ABOUT WHAT INSTITUTE DOES FOR COMMUNITY (SUPPORTING CANCER & PARKINSON'S DISEASE RESEARCH); 4. NAME OF OTHER BUSINESS: RILEY JP GROUP, LLC, INVESTMENT RELATED: YES, ADDRESS: 13980 BIERI RD, LOWELL, MI. 49331, NATURE OF BUSINESS: LLC, START DATE: 12/2021, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: LLC FOR EXPENSE MANAGEMENT; 5. NAME OF OTHER BUSINESS: PRJR HOME LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: DBA FOR DOMESTIC EXPENSES; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR TAX PURPOSES FOR NANNY EXPENSE; 6. NAME OF OTHER BUSINESS: RILEY FINANCIAL GROUP LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: DBA FOR TAX PURPOSES; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: MEMBER/ CO-OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR PERSONAL TAX PURPOSES; 7. NAME OF OTHER BUSINESS: LOWELL LACROSSE; INVESTMENT RELATED: NO; ADDRESS: 225 S HUDSON ST SE LOWELL, MI 49331; NATURE OF BUSINESS: COACHING LACROSSE; START DATE:03/2024; POSITION/TITLE/RELATIONSHIP: LACROSSE COACH; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TEACHING LACROSSE TO KIDS IN GRADES K - 12; 8. NAME OF OTHER BUSINESS: JPH EMPLOYEES LLC; INVESTMENT RELATED: NO; ADDRESS: 1600 EAST BELTLINE AVE NE, SUITE 114, GRAND RAPIDS, MI 49331; NATURE OF BUSINESS: LLC; START DATE: 6/2025; POSITION/TITLE/RELATIONSHIP: EQUAL MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: EQUAL MEMBER OF LLC USED IN SHARED OFFICE TO EMPLOYE ADMIN ASSISTANT;
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Edward Riley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3258 Clear Vista Court Ne #2, Grand Rapids, MI 49525RIA
CRD#: 105644
GRAND RAPIDS, MI
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1600 E Beltline Ave Ne Ste 114, Grand Rapids, MI 49525BD
CRD#: 13572
GRAND RAPIDS, MI
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MARINETTE, WI
Past
January 7, 2020 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
Wyoming, MI
Past
January 2, 2020 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
Wyoming, MI
Past
December 12, 2018 - January 10, 2020
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
AUBURN HILLS, MI
Past
May 8, 2018 - January 10, 2020
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
AUBURN HILLS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/28/2022)
RR
Indiana(6/9/2021)
RR
Michigan(6/9/2021)
IAR
Michigan(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/24/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Grand Rapids, MI 49525TRUST BUT VERIFY
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