Will Richard Fraser
Professional Summary
Will Richard Fraser, who also goes by Will Fraser, is a registered financial advisor currently at ATHENE SECURITIES, LLC located in West Des Moines, Iowa. Will is registered as a RR (Registered Representative) and started their career in finance in 2019. Will has worked at 2 firms and has passed the Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Will Fraser
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PRINCIPAL SECURITIES, INC.
Videos & Posts
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PRINCIPAL SECURITIES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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PRINCIPAL SECURITIES, INC.
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Disclosures on record.
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PRINCIPAL SECURITIES, INC.
Years of Experience
7 years registered in the securities industry
Current & Past Employments
Current
Past
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PRINCIPAL SECURITIES, INC.
Current Firm
ATHENE SECURITIES IOWA, LLC | IL SECURITIES, LLC | IL SECURITIES, INC. | IL SECURITIES LLC | AVIVA SECURITIES, LLC | ATLAS SP SECURITIES | ATHENE SECURITIES, LLC
Contact Information
Main Address
7700 Mills Civic Parkway, West Des Moines, IA 50266Mailing Address
7700 Mills Civic Parkway, West Des Moines, IA 50266Phone Number
(515) 342-4616Established
Indiana since 04/21/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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PRINCIPAL SECURITIES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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PRINCIPAL SECURITIES, INC.
CRS (Client Relationship Summary) - BD
Click below to view Will Richard Fraser's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.