David Ryan Goldsmith
Professional Summary
David Ryan Goldsmith, who also goes by David Goldsmith, is a registered financial advisor currently at MERCURY ADVISORY, LLC located in San Francisco, California and MERCURY INVESTMENT SERVICES LLC located in San Francisco, California. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. David has worked at 5 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Goldsmith
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
MERCURY ADVISORY, LLC
Contact Information
Main Address
333 Bush Street Suite 1900, San Francisco, CA 94104Mailing Address
2261 Market Street Suite 86807, San Francisco, CA 94114Phone Number
(415) 878-1068# of Employees
7SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
10,487AUM (Assets Under Management)
$17,939,211,643Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MERCURY ADVISORY, LLC
State Registrations and Notice Filings
(7/11/2023)
(3/11/2024)
(10/5/2026)
(9/3/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Apr 2019About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view David Ryan Goldsmith's CRS (Customer Relationship Summary).
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