DG
Daniel J. Griffin
WESFAIR ADVISORY GROUP
Chappaqua, NY 10514
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CRD#: 6932874
DG
Professional summary
Daniel J Griffin is a registered financial advisor currently at WESFAIR ADVISORY GROUP, INC. located in Chappaqua, New York.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Daniel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) I am the owner of Wesfair Agency, Inc. which is a property casualty insurance firm. The firm sells property, liability, and group benefits. I am not a commissioned sales person of this company, but the company does receive commissions as they relate to the sale of these products. If any clients of the Wesfair Advisory Group purchase insurance from Wesfair Agency, Inc., they receive a disclosure of any earned commissions. 2) JH Solutions, LLC DBA Wesfair Tax; Investment related: No; Location: 480 Bedford Road, Chappaqua NY 10514; Description: Daniel Griffin is the Co-Owner of JH Solutions LLC DBA Wesfair Tax, a company that performs accounting and tax preparation services; Position Title: Co-Owner; Responsibilities Duties: Daniel Griffin is the Co-Owner of JH Solutions LLC DBA Wesfair Tax, a company that performs accounting and tax preparation services. Start date: 2020-02-07; Hours during trading hours: 1; Hours outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel J Griffin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2021 - Present
WESFAIR ADVISORY GROUP, INC.
Office #1: 480 Bedford Road, Chappaqua, NY 10514RIA
CRD#: 295320
Chappaqua, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(8/16/2021)
Current Firm
WA
WESFAIR ADVISORY GROUP, INC.
WESFAIR ADVISORY GROUP, INC.
CRD#: 295320 / SEC#:
New York
Registered Investment Advisory firm - (6/7/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
480 Bedford Road, Chappaqua, NY 10514
Mailing Address
Phone number
(914) 238-3734
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 21,005,541 |
Red Flags
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