Laura A. Pettinelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Amelia Pettinelli, who also goes by Laura Pettinelli, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 2019. Laura had worked at 3 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2023 - July 21, 2025
VERITAS CAPITAL SECURITIES L.L.C.
May 19, 2021 - August 1, 2022
EVERCORE GROUP L.L.C.
October 14, 2019 - June 11, 2021
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 9/26/2023
General Securities Representative ExaminationSeries 79TO
Date: 10/14/2019
Investment Banking Registered Representative ExaminationCurrent Firm
VERITAS CAPITAL SECURITIES L.L.C.
CRD#: 323755 / SEC#: , 8-71002
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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