Nathaniel J. Gandy

OBAR WEALTH MANAGEMENT LLC

LAKE FOREST, IL 60045

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CRD#: 6931680

Professional summary

Nathaniel J Gandy, CFP® is a registered financial advisor currently at OBAR WEALTH MANAGEMENT LLC located in Lake Forest, Illinois.

Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nathaniel has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Nathaniel Gandy is currently employed as the owner of Gandy Fintech Solutions LLC, located at 2527 West Haddon Ave, Unit 2, Chicago, IL 60622. Mr. Gandy consults with business owners on how to better leverage fintech/tech solutions in their business. Mr. Gandy started this position in 02/2023, and it is non investment-related. This activity accounts for approximately 3 hours of his time during during trading hours and approximately 60 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel J Gandy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 30, 2024 - Present

OBAR WEALTH MANAGEMENT LLC

Office #1: 276 E Deerpath Rd #556, Lake Forest, IL 60045

RIA

CRD#: 332815

LAKE FOREST, IL

Past

July 15, 2019 - August 2, 2024

WEALTHFRONT ADVISERS LLC

RIA

CRD#: 148456

PALO ALTO, CA

Past

July 15, 2019 - August 2, 2024

WEALTHFRONT BROKERAGE LLC

CRD#: 153407

Palo Alto, CA

Past

October 8, 2018 - June 19, 2019

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

Addison, TX

Past

May 14, 2018 - June 14, 2019

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

ADDISON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/6/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/1/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/28/2023

General Securities Principal Examination

Current Firm

OBAR WEALTH MANAGEMENT LLC

CRD#: 332815 / SEC#:

Illinois

Registered Investment Advisory firm - (10/30/2024 Approved)

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Contact information

Main Address

276 E Deerpath Rd #556, Lake Forest, IL 60045

Mailing Address

Phone number

(847) 613-1282

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 164,653

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathaniel J. Gandy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel J Gandy's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHFRONT ADVISERS LLC

WEALTHFRONT BROKERAGE LLC

USAA INVESTMENT SERVICES COMPANY

USAA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/6/2018

Series 63

Date: 6/1/2018

SIE

Date: 10/1/2018

Series 7

Date: 5/14/2018

Series 24

Date: 4/28/2023

Current Firm

OBAR WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OBAR WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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