MA
Maxwell T. Aaron
FRANKLIN DISTRIBUTORS
St. Petersburg, FL 33716
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CRD#: 6931266
MA
Professional summary
Maxwell Theodore Aaron, who also goes by Maxwell Theodore Aaron, Max Aaron, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in St. Petersburg, Florida.
Maxwell is registered as a RR (Registered Representative) and started their career in finance in 2018. Maxwell has worked at 5 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Maxwell Theodore Aaron | Max Aaron
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Max Aaron: Scottsdale, AZ; Coach, performing or consulting, non investment related; started 05/2018; approx, 51 hours a month, zero during normal securities trading hours,.
CRS (Client Relationship Summary) - BD
Click below to view Maxwell Theodore Aaron's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2025 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 100 Fountain Parkway, St. Petersburg, FL 33716BD
CRD#: 109064
St. Petersburg, FL
Past
January 10, 2024 - August 21, 2025
PROSHARE ADVISORS LLC
RIA
CRD#: 134155
Denver, CO
Past
January 1, 2022 - August 21, 2025
PROFUNDS DISTRIBUTORS, INC.
BD
CRD#: 19541
NEW YORK, NY
Past
December 15, 2021 - December 31, 2023
PROSHARE ADVISORS LLC
RIA
CRD#: 134155
Denver, CO
Past
March 27, 2019 - February 21, 2020
UNITED CAPITAL FINANCIAL ADVISORS
RIA
CRD#: 134600
SCOTTSDALE, AZ
Past
July 26, 2018 - January 30, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PEORIA, AZ
Past
May 18, 2018 - January 30, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PEORIA, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/20/2025)
RR
Alaska(8/20/2025)
RR
Arizona(8/20/2025)
RR
Arkansas(8/20/2025)
RR
California(8/20/2025)
RR
Colorado(8/20/2025)
RR
Connecticut(8/20/2025)
RR
Delaware(8/20/2025)
RR
District of Columbia(8/20/2025)
RR
Florida(8/20/2025)
RR
Georgia(8/20/2025)
RR
Hawaii(8/20/2025)
RR
Idaho(8/20/2025)
RR
Illinois(8/20/2025)
RR
Indiana(8/20/2025)
RR
Iowa(8/20/2025)
RR
Kansas(8/20/2025)
RR
Kentucky(8/20/2025)
RR
Louisiana(8/20/2025)
RR
Maine(8/20/2025)
RR
Maryland(8/20/2025)
RR
Massachusetts(8/20/2025)
RR
Michigan(8/20/2025)
RR
Minnesota(8/20/2025)
RR
Mississippi(8/20/2025)
RR
Missouri(8/20/2025)
RR
Montana(8/20/2025)
RR
Nebraska(8/20/2025)
RR
Nevada(8/20/2025)
RR
New Hampshire(8/20/2025)
RR
New Jersey(8/20/2025)
RR
New Mexico(8/20/2025)
RR
New York(8/20/2025)
RR
North Carolina(8/20/2025)
RR
North Dakota(8/20/2025)
RR
Ohio(8/20/2025)
RR
Oklahoma(8/20/2025)
RR
Oregon(8/20/2025)
RR
Pennsylvania(8/20/2025)
RR
Rhode Island(8/20/2025)
RR
South Carolina(8/20/2025)
RR
South Dakota(8/20/2025)
RR
Tennessee(8/20/2025)
RR
Texas(8/20/2025)
RR
Utah(8/20/2025)
RR
Vermont(8/20/2025)
RR
Virginia(8/20/2025)
RR
Washington(8/20/2025)
RR
West Virginia(8/20/2025)
RR
Wisconsin(8/20/2025)
RR
Wyoming(8/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/31/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FD
FRANKLIN DISTRIBUTORS, LLC
FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC
CRD#: 109064 / SEC#: , 8-53089
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
One Franklin Parkway, San Mateo, CA 94403
Mailing Address
1201 Wills Street, Baltimore, MD 21231
Phone number
(800) 632-2350
Established
Delaware since 12/01/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064St. Petersburg, FL 33716TRUST BUT VERIFY
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